FINRA built in

New Compliance Guardrails: SLvia Now Drafts with FINRA Rule 2210 in Mind

Advisors know that every client email, blog post, and social update has to do more than sound good — it has to stay in bounds.
That’s why SLvia has now embedded FINRA Rule 2210: Communications with the Public guidelines directly into its content generation workflows.

From client-facing emails to public posts, SLvia helps advisors draft content that reflects regulatory best practices — reducing revision cycles and giving compliance teams a head start.

“Staying compliant shouldn’t slow advisors down. By baking in FINRA-aligned structure and phrasing, we’re helping users write faster and with more confidence,” said Alexa Pao, founder of SLvia. “It’s about working smart — and staying sharp.”

Here’s what this means for advisors:

• Draft emails, posts, and updates with FINRA Rule 2210 guidelines embedded

• Reduce back-and-forth with compliance teams

• Stay focused on the message, while SLvia helps with the structure and phrasing

Important to note:
SLvia doesn’t replace your firm’s compliance review — but it helps you get there faster by aligning content with FINRA Rule 2210 from the start.

This update reflects SLvia’s continued focus on giving advisors practical tools to operate smarter, reduce friction, and stay ahead.

The FINRA-aligned drafting framework is now live for all users.